The TRAPPIST-1 JWST Community Initiative (arXiv e-prints, 2020)

The upcoming launch of the James Webb Space Telescope (JWST) combined with the unique features of the TRAPPIST-1 planetary system should enable the young field of exoplanetology to enter into the realm of temperate Earth-sized worlds. Indeed, the proximity of the system (12pc) and the small size (0.12 Rsun) and luminosity (0.05 Lsun) of its host star should make the comparative atmospheric characterization of its seven transiting planets within reach of an ambitious JWST program. Given the limited lifetime of JWST, the ecliptic location of the star that limits its visibility to 100d per year, the large number of observational time required by this study, and the numerous observational and theoretical challenges awaiting it, its full success will critically depend on a large level of coordination between the involved teams and on the support of a large community. In this context, we present here a community initiative aiming to develop a well-defined sequential structure for the study of the system with JWST and to coordinate on every aspect of its preparation and implementation, both on the observational (e.g. study of the instrumental limitations, data analysis techniques, complementary space-based and ground-based observations) and theoretical levels (e.g. model developments and comparison, retrieval techniques, inferences). Depending on the outcome of the first phase of JWST observations of the planets, this initiative could become the seed of a major JWST Legacy Program devoted to the study of TRAPPIST-1.

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Stellar Activity Effects on Moist Habitable Terrestrial Atmospheres Around M-dwarfs (The Astrophysical Journal, 2019)

Transit spectroscopy of terrestrial planets around nearby M dwarfs will be a primary goal of space missions in coming decades. Three-dimensional climate modeling has shown that slow-synchronous rotating terrestrial planets may develop thick clouds at the substellar point, increasing the albedo. For M dwarfs with T eff > 3000 K, such planets at the inner habitable zone (IHZ) have been shown to retain moist greenhouse conditions, with enhanced stratospheric water vapor (fH 2O > 10?3) and low Earth-like surface temperatures. However, M dwarfs also possess strong UV activity, which may effectively photolyze stratospheric H2O. Prior modeling efforts have not included the impact of high stellar UV activity on the H2O. Here, we employ a 1D photochemical model with varied stellar UV, to assess whether H2O destruction driven by high stellar UV would affect its detectability in transmission spectroscopy. Temperature and water vapor profiles are taken from published 3D climate model simulations for an IHZ Earth-sized planet around a 3300 K M dwarf with an N2–H2O atmosphere; they serve as self-consistent input profiles for the 1D model. We explore additional chemical complexity within the 1D model by introducing other species into the atmosphere. We find that as long as the atmosphere is well-mixed up to 1 mbar, UV activity appears to not impact detectability of H2O in the transmission spectrum. The strongest H2O features occur in the James Webb Space Telescope MIRI instrument wavelength range and are comparable to the estimated systematic noise floor of ~50 ppm.

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How to Characterize the Atmosphere of a Transiting Exoplanet (PASP, 2018)

This tutorial is an introduction to techniques used to characterize the atmospheres of transiting exoplanets. We intend it to be a useful guide for the undergraduate, graduate student, or postdoctoral scholar who wants to begin research in this field, but who has no prior experience with transiting exoplanets. We begin with a discussion of the properties of exoplanetary systems that allow us to measure exoplanetary spectra, and the principles that underlie transit techniques. Subsequently, we discuss the most favorable wavelengths for observing, and explain the specific techniques of secondary eclipses and eclipse mapping, phase curves, transit spectroscopy, and convolution with spectral templates. Our discussion includes factors that affect the data acquisition, and also a separate discussion of how the results are interpreted. Other important topics that we cover include statistical methods to characterize atmospheres such as stacking, and the effects of stellar activity. We conclude by projecting the future utility of large-aperture observatories such as the James Webb Space Telescope and the forthcoming generation of extremely large ground-based telescopes.

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A Search for Refraction in Kepler Photometry of Gas Giants (Research Notes of the AAS, 2018)

Refraction can lead to a brightening just before ingress and just after egress of a transit, as light passes through the exoplanet’s atmosphere and is refracted into our line of sight (Sidis & Sari 2010; Misra & Meadows 2014; Misra et al. 2014; Dalba 2017; Alp & Demory 2018). Refraction just outside of transit has been seen and modeled in our own solar system during transits of Venus (Pasachoff et al. 2011; García Muñoz & Mills 2012; Tanga et al. 2012). For short-period planets, the model of (Sidis & Sari 2010, hereafter S&S) implies refraction peaks typically under 100 parts per million (ppm) and comparable in duration to ingress and egress. Kepler photometry (Borucki et al. 2010) currently provides the best opportunity for detecting refraction. We search for the signature of refraction just outside of transit in Kepler photometry of 45 gas giants and firmly rule out the S&S model for four candidates.

We select Kepler Objects of Interest (KOIs) with radii at least twice that of Earth for which the S&S Equation (30) implies a peak effect greater than 10 parts per million (ppm), adjusted for Rayleigh scattering using their Equations (40)–(45). We eliminate KOIs with grazing transits as well as those identified in Ford et al. (2012), Mazeh et al. (2013), and Holczer et al. (2016) as having significant transit timing variations. We also eliminate a few KOIs identified by Holczer et al. (2016) as likely planetary false positives based on the behavior of the light curves, leaving 45 planet candidates. To calculate the expected effect, we adopt the masses predicted in Chen & Kipping (2018).

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Identifying Planetary Biosignature Impostors: Spectral Features of CO and O4 Resulting from Abiotic O2/O3 Production (The Astrophysical Journal, 2016)

O2 and O3 have been long considered the most robust individual biosignature gases in a planetary atmosphere, yet multiple mechanisms that may produce them in the absence of life have been described. However, these abiotic planetary mechanisms modify the environment in potentially identifiable ways. Here we briefly discuss two of the most detectable spectral discriminants for abiotic O2/O3: CO and O4. We produce the first explicit self-consistent simulations of these spectral discriminants as they may be seen by James Webb Space Telescope (JWST). If JWST-NIRISS and/or NIRSpec observe CO (2.35, 4.6 μm) in conjunction with CO2 (1.6, 2.0, 4.3 μm) in the transmission spectrum of a terrestrial planet it could indicate robust CO2 photolysis and suggest that a future detection of O2 or O3 might not be biogenic. Strong O4 bands seen in transmission at 1.06 and 1.27 μm could be diagnostic of a post-runaway O2-dominated atmosphere from massive H-escape. We find that for these false positive scenarios, CO at 2.35 μm, CO2 at 2.0 and 4.3 μm, and O4 at 1.27 μm are all stronger features in transmission than O2/O3 and could be detected with S/Ns gsim 3 for an Earth-size planet orbiting a nearby M dwarf star with as few as 10 transits, assuming photon-limited noise. O4 bands could also be sought in UV/VIS/NIR reflected light (at 0.345, 0.36, 0.38, 0.445, 0.475, 0.53, 0.57, 0.63, 1.06, and 1.27 μm) by a next generation direct-imaging telescope such as LUVOIR/HDST or HabEx and would indicate an oxygen atmosphere too massive to be biologically produced.

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Statistical Eclipses of Close-in Kepler Sub-Saturns (the Astrophysical Journal, 2014)

We present a method to detect small atmospheric signals in Kepler’s planet candidate light curves by averaging light curves for multiple candidates with similar orbital and physical characteristics. Our statistical method allows us to measure unbiased physical properties of Kepler’s planet candidates, even for candidates whose individual signal-to-noise precludes the detection of their secondary eclipse.

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Water vapour absorption in the clear atmosphere of a Neptune-sized exoplanet (Nature, 2014)

Here we report observations of the transmission spectrum of the exoplanet HAT-P-11b (which has a radius about four times that of Earth) from the optical wavelength range to the infrared. We detected water vapour absorption at a wavelength of 1.4 micrometres. The amplitude of the water absorption (approximately 250 parts per million) indicates that the planetary atmosphere is predominantly clear down to an altitude corresponding to about 1 millibar, and sufficiently rich in hydrogen to have a large scale height (over which the atmospheric pressure varies by a factor of e).

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Infrared Transmission Spectroscopy of the Exoplanets HD209458b and XO-1b Using the Wide Field Camera-3 on the Hubble Space Telescope (The Astrophysical Journal, 2013)

We here report WFC3 spectroscopy of the giant planets HD209458b and XO-1b in transit, using spatial scanning mode for maximum photon-collecting efficiency. We introduce an analysis technique that derives the exoplanetary transmission spectrum without the necessity of explicitly decorrelating instrumental effects, and achieves nearly photon-limited precision even at the high flux levels collected in spatial scan mode. Our errors are within 6-percent (XO-1) and 26-percent (HD209458b) of the photon-limit at a spectral resolving power of 70, and are better than 0.01-percent per spectral channel.

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Properties of an Earth-like planet orbiting a Sun-like star: Earth observed by the EPOXI mission (Astrobiology, 2011)

NASA’s EPOXI mission observed the disc-integrated Earth and Moon to test techniques for reconnoitering extrasolar terrestrial planets, using the Deep Impact flyby spacecraft to observe Earth at the beginning and end of Northern Hemisphere spring, 2008, from a range of ∼1/6 to 1/3 AU. These observations furnish high-precision and high-cadence empirical photometry and spectroscopy of Earth, suitable as “ground truth” for numerically simulating realistic observational scenarios for an Earth-like exoplanet with finite signal-to-noise ratio. Earth was observed at near-equatorial sub-spacecraft latitude on 18-19 March, 28-29 May, and 4-5 June (UT), in the range of 372-4540 nm wavelength with low visible resolving power (λ/Δλ=5-13) and moderate IR resolving power (λ/Δλ=215-730). Spectrophotometry in seven filters yields light curves at ∼372-948 nm filter-averaged wavelength, modulated by Earth’s rotation with peak-to-peak amplitude of ≤20%. The spatially resolved Sun glint is a minor contributor to disc-integrated reflectance. Spectroscopy at 1100-4540 nm reveals gaseous water and carbon dioxide, with minor features of molecular oxygen, methane, and nitrous oxide. One-day changes in global cloud cover resulted in differences between the light curve beginning and end of ≤5%. The light curve of a lunar transit of Earth on 29 May is color-dependent due to the Moon’s red spectrum partially occulting Earth’s relatively blue spectrum. The “vegetation red edge” spectral contrast observed between two long-wavelength visible/near-IR bands is ambiguous, not clearly distinguishing between the verdant Earth diluted by cloud cover versus the desolate mineral regolith of the Moon. Spectrophotometry in at least one other comparison band at short wavelength is required to distinguish between Earth-like and Moon-like surfaces in reconnaissance observations. However, measurements at 850 nm alone, the high-reflectance side of the red edge, could be sufficient to establish periodicity in the light curve and deduce Earth’s diurnal period and the existence of fixed surface units.

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Earth as an Extrasolar Planet: Earth Model Validation Using EPOXI Earth Observations (Astrobiology, 2011)

The EPOXI Discovery Mission of Opportunity reused the Deep Impact flyby spacecraft to obtain spatially and temporally resolved visible photometric and moderate resolution near-infrared (NIR) spectroscopic observations of Earth. These remote observations provide a rigorous validation of whole-disk Earth model simulations used to better understand remotely detectable extrasolar planet characteristics. We have used these data to upgrade, correct, and validate the NASA Astrobiology Institute’s Virtual Planetary Laboratory three-dimensional line-by-line, multiple-scattering spectral Earth model. This comprehensive model now includes specular reflectance from the ocean and explicitly includes atmospheric effects such as Rayleigh scattering, gas absorption, and temperature structure. We have used this model to generate spatially and temporally resolved synthetic spectra and images of Earth for the dates of EPOXI observation.

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Rotational Variability of Earth’s Polar Regions: Implications for Detecting Snowball Planets (The Astrophysical Journal, 2011)

We have obtained the first time-resolved, disk-integrated observations of Earth’s poles with the Deep Impact spacecraft as part of the EPOXI mission of opportunity. These data mimic what we will see when we point next-generation space telescopes at nearby exoplanets. We use principal component analysis (PCA) and rotational light curve inversion to characterize color inhomogeneities and map their spatial distribution from these unusual vantage points, as a complement to the equatorial views presented by Cowan et al. in 2009. We also perform the same PCA on a suite of simulated rotational multi-band light curves from NASA’s Virtual Planetary Laboratory three-dimensional spectral Earth model. This numerical experiment allows us to understand what sorts of surface features PCA can robustly identify. We find that the EPOXI polar observations have similar broadband colors as the equatorial Earth, but with 20%-30% greater apparent albedo. This is because the polar observations are most sensitive to mid-latitudes, which tend to be more cloudy than the equatorial latitudes emphasized by the original EPOXI Earth observations.

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Views from EPOXI: Colors in Our Solar System as an Analog for Extrasolar Planets (The Astrophysical Journal, 2011)

The first visible-light studies of Earth-sized extrasolar planets will employ photometry or low-resolution spectroscopy. This work uses EPOCh medium-band filter photometry between 350 and 950 nm obtained with the Deep Impact (DI) High Resolution Instrument (HRI) of Earth, the Moon, and Mars in addition to previous full-disk observations of the other six solar system planets and Titan to analyze the limitations of using photometric colors to characterize extrasolar planets. We determined that the HRI 350, 550, and 850 nm filters are optimal for distinguishing Earth from the other planets and separating planets to first order based on their atmospheric and surface properties. Detailed conclusions that can be drawn about exoplanet atmospheres simply from a color-color plot are limited due to potentially competing physical processes in the atmosphere. The presence of a Rayleigh scattering atmosphere can be detected by an increase in the 350-550 nm brightness ratio, but the absence of Rayleigh scattering cannot be confirmed due to the existence of atmospheric and surface absorbing species in the UV. Methane and ammonia are the only species responsible for strong absorption in the 850 nm filter in our solar system. The combination of physical processes present on extrasolar planets may differ from those we see locally. Nevertheless, a generation of telescopes capable of collecting such photometric observations can serve a critical role in first-order characterization and constraining the population of Earth-like extrasolar planets.

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